TROPTIONSTransactionsEquity Token Issuance
EQ

Transaction Workflow

Equity Token Issuance

Issue equity-linked tokens representing economic rights in an entity. Requires securities law compliance, board approval, and comprehensive UBO disclosure.

Required Documents

  1. Operating Agreement or Articles
  2. UBO Declaration with KYC for all >10% holders
  3. Business Registration Documents
  4. Securities Law Opinion
  5. Board Resolution authorising issuance
  6. Investor Disclosure Document

Due Diligence Steps

  1. Obtain securities law opinion from qualified counsel
  2. Identify and KYC all beneficial owners above 10%
  3. Prepare and adopt board resolution
  4. Draft and review investor disclosure document
  5. Confirm jurisdiction regulatory requirements
  6. Control Hub review

Approval Gates

Board Approval
Legal Review
Compliance Review
Provider Approval

Download the Handbook

Full due-diligence guide, checklist, and legal disclosures

View Handbook
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